Organisations may face difficult situations where commercial objectives, legal requirements, and ethical considerations appear to conflict. A closer look at compliance ethics and regulation helps professionals consider how such situations can be assessed systematically. Reviewing the applicable rules is an important starting point, but decision-makers may also need to consider transparency, fairness, potential harm, and professional responsibilities. Documenting significant decisions can provide greater accountability. This creates a stronger basis for handling complex situations.
http://www.uniccm.com/compliance-ethics-and-regulation